I was charged over 6, 000 in fees and got nothing in return. They told me to send them my statements and they do analyze it for free. Their response was we will just file a suit and the broker will settle anyway. 6, 000 in fees later, they did not settle and cold spring just dropped the case leaving me in the dust .. Doing some more research for myself, these brokers were actually barred by the securities industry. How are they allowed to go for law suits if they were barred themselves please someone help me
Cold Spring Advisory Group Incorporated Reviews
I was charged over 6, 000 in fees and got nothing in return. They told me to send them my statements and they do analyze it for free. Their response was we will just file a suit and the broker will settle anyway. 6, 000 in fees later, they did not settle and cold spring just dropped the case leaving me in the dust .. Doing some more research for myself, these brokers were actually barred by the securities industry. How are they allowed to go for law suits if they were barred themselves please someone help me
http://brokercheck.finra.org/Firm/Summary/113525
finra.org/sites/default/files/OHO_Ottimo_2009017440201_071015.pdf
finra.org/newsroom/2012/finra-expels-ekn-financial-services-defying-sec-order-and-numerous-compliance
wsj.com/articles/SB10001424052702303643304579107442831410708